To You, the Clients of Our Advisors

Although we directly serve your financial advisor, all our market research, industry insight, product due diligence, and advanced technology are ultimately focused on you, the client, and the loved ones you are investing for. And we never forget that.

Welcome

YOU’RE WORKING WITH ONE OF THE BEST ADVISORS IN THE BUSINESS

You deserve the confidence that comes from working with a trusted financial advisor. And you are. We know because we deliver the resources your advisor needs to best serve you. Drawing on our technology, research and culture of risk management, your advisor is free to choose investments that represent legitimate opportunities for you, are based on well-understood economic models, and carry strong economic merit within the current market.

How we support your advisor

Financial Solutions

Our diverse offerings help your advisor select those that best suit your needs.

Network of Support & Services

Our services allow your advisor to focus more on your financial goals.

Investment Protection

Our regulatory supervision, guidance and training focus on protecting you and your investments.

Tools & Technology

Our tools enable your advisor to build your wealth and plan your legacy.

Access Your Account

Please contact your advisor for information about your accounts or call our dedicated client line at (888) 406-2444.

Meet the Cetera Advisors Executive Team

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Brett Harrison
Chief Executive Officer
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Mimi Bock
President

Meet the Cetera Investment Management Team

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Gene Goldman, CFA
Chief Investment Officer & Director of Research
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Brian Klimke, CFA
Investment Director
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Hristo Stefanov, CFA, CAIA
Investment Director
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Rick Andersen
Investment Director
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Collin Martin, CFA
Senior Investment Analyst
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Vaishali Kothari
Senior Investment Analyst
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​Shannon Otterbeck
Director, Research Strategy and Development

Investor Information and Disclosures

Consumer Privacy Notice

Cetera Advisors ADV 2A

Important Information about Investing

Important Disclosures

Cetera Advisors Compensation

Retirement Partners

FINRA Rules 2090 & 2111

529 Plan Disclosure

Insurance Agency Compensation

Strategic Partners

FLEXINSURED ACCOUNT®

Insured Deposit Sweep Account

Cetera Advisors Business Continuity Plan Summary

Internet Security Statement

Cetera Advisors Custody Services

Cetera Advisors Sweep Program