To You, the Clients of Our Advisors

Although we directly serve your financial advisor, all our market research, industry insight, product due diligence, and advanced technology are ultimately focused on you, the client, and the loved ones you are investing for. And we never forget that.



You deserve the confidence that comes from working with a trusted financial advisor. And you are. We know because we deliver the resources your advisor needs to best serve you. Drawing on our technology, research and culture of risk management, your advisor is free to choose investments that represent legitimate opportunities for you, are based on well-understood economic models, and carry strong economic merit within the current market.

How we support your advisor

Financial Solutions

Our diverse offerings help your advisor select those that best suit your needs.

Network of Support & Services

Our services allow your advisor to focus more on your financial goals.

Investment Protection

Our regulatory supervision, guidance and training focus on protecting you and your investments.

Tools & Technology

Our tools enable your advisor to build your wealth and plan your legacy.

Access Your Account

Please contact your advisor for information about your accounts or call our dedicated client line at (888) 406-2444.

Meet the Cetera Advisors Executive Team

View Expertise
Brett Harrison
Chief Executive Officer
View Expertise
Mimi Bock

Meet the Cetera Investment Management Team

View Expertise
Gene Goldman, CFA
Chief Investment Officer & Director of Research
View Expertise
Brian Klimke, CFA
Investment Director
View Expertise
Hristo Stefanov, CFA, CAIA
Investment Director
View Expertise
Rick Andersen
Investment Director
View Expertise
Collin Martin, CFA
Senior Investment Analyst
View Expertise
Vaishali Kothari
Senior Investment Analyst
View Expertise
Natalia Reshetova
Senior Investment Analyst
View Expertise
Joseph Corsini
Senior Investment Analyst
View Expertise
​Shannon Otterbeck
Director, Research Strategy and Development
View Expertise
Edgar "EJ" Vicente

Investor Information and Disclosures

Consumer Privacy Notice

Cetera Advisors ADV 2A

Investor Relationship and Investment Information

Important Disclosures

Cetera Advisors Compensation

Retirement Partners

529 Plan Disclosure

Insurance Agency Compensation

Strategic Partners


Insured Deposit Sweep Account

Cetera Advisors Business Continuity Plan Summary

Internet Security Statement

Cetera Advisors Custody Services

Cetera Advisors Sweep Program

Things to Consider Before Making an IRA Rollover Brochure

Pershing Brokerage-Related Charges and Fees

Securities and advisory services offered through Cetera Advisors LLC (doing insurance business in CA as CFGA Insurance Agency LLC), member FINRA/SIPC, a broker/dealer and registered investment advisor. Advisory services may only be offered by investment adviser representatives in conjunction with the firm advisory services agreement and disclosure brochure as provided. Cetera is under separate ownership from any other named entity. Investments are: • Not FDIC/NCUSIF insured • May lose value • Not financial institution guaranteed • Not a deposit • Not insured by any federal government agency