News

Press Release

Cetera announces the launch of DOL DynamIQs™, a comprehensive suite of integrated tools and resources designed to enable financial advisors to prepare for the Department of Labor’s recently released fiduciary rule, and thrive in the new regulatory environment it has created.

Press Release

RCS Capital Corporation announces that, as part of its previously announced plan to transform to a Cetera-only independent retail business, certain of the Company’s holding companies of the Company’s broker-dealers, as well as certain other guarantors of the Company’s First and Second Lien debt, have filed a pre-packaged plan of reorganization under Chapter 11 with the United States Bankruptcy Court for the District of Delaware.

Press Release

RCS Capital Corporation today announced that, as part of its previously announced strategic initiatives to transform to a Cetera-only independent retail business, the Company has filed a prearranged plan of reorganization under Chapter 11.

Press Release

RCS Capital Corporation announced that it has reached an agreement in principle with certain of its key stakeholders for a new investment of $150 million and the restructuring of its debt and capital structure. This agreement, which is supported by a steering committee of first- and second-lien lenders representing a majority of the principal amount outstanding, will allow the Company to restructure its debt and balance sheet and to focus on its retail advice division, Cetera Financial Group.

Press Release

Cetera Financial Group announces that it won two prestigious industry awards in the categories of Transition Support for its 90-in-90 plan and Practice Management for First Allied Securities Pentameter® tool at the inaugural WealthManagement.com 2015 Industry Awards, designed to recognize companies making outstanding contributions to support financial advisor success.

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